Concept

Software lockout

In multiprocessor computer systems, software lockout is the issue of performance degradation due to the idle wait times spent by the CPUs in kernel-level critical sections. Software lockout is the major cause of scalability degradation in a multiprocessor system, posing a limit on the maximum useful number of processors. To mitigate the phenomenon, the kernel must be designed to have its critical sections as short as possible, therefore decomposing each data structure in smaller substructures. In most multiprocessor systems, each processor schedules and controls itself, therefore there's no "supervisor" processor, and kernel data structures are globally shared; sections of code that access those shared data structures are critical sections. This design choice is made to improve scaling, reliability and modularity. Examples of such kernel data structure are ready list and communication channels. A "conflict" happens when more than one processor is trying to access the same resource (a memory portion) at the same time. To prevent critical races and inconsistency, only one processor (CPU) at a given time is allowed to access a particular data structure (a memory portion), while other CPUs trying to access at the same time are locked-out, waiting in idle status. Three cases can be distinguished when this idle wait is either necessary, convenient, or not convenient. The idle wait is necessary when the access is to a ready list for a low level scheduling operation. The idle wait is not necessary but convenient in the case of a critical section for synchronization/IPC operations, which require less time than a context switch (executing another process to avoid idle wait). Idle wait is instead not convenient in case of a kernel critical section for device management, present in monolithic kernels only. A microkernel instead falls on just the first two of the above cases. In a multiprocessor system, most of the conflicts are kernel-level conflicts, due to the access to the kernel level critical sections, and thus the idle wait periods generated by them have a major impact in performance degradation.

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