Spectroscopic Studies on Semiconducting Interfaces with Giant Spin Splitting

The application of an external magnetic field can lift the spin degeneracy of electronic states through its interaction with the electronic magnetic moment. A closely-related phenomenon is the Rashba-Bychkov (RB) effect where symmetry breaking at surfaces or interfaces gives rise to an electric field which is in turn seen as an effective magnetic field in the electrons' rest frame. The resulting k-dependent energy splitting of spin-polarized electronic states has been observed on various metal surfaces but the effect is much larger in artificially-grown surface alloys; such as the BiAg2 grown at the surface of Ag(111). The spin splitting magnitude observed in these systems might be very useful in spintronics applications since it could decrease the spin precession time in a spin transistor and distinguish between the extrinsic and intrinsic spin Hall effects. Nevertheless, their metallic character poses serious obstacles in the exploitation of the RB effect due to the presence of spin-degenerate electronic states at the Fermi level which would dominate transport experiments. We have used angle-resolved photoelectron spectroscopy (ARPES) to explore the RB effects on various artificially grown structures, formed on semiconducting substrates. The interplay of quantum confinement and giant RB splitting on a trilayer Si(111)-Ag-BiAg2 system reveals the formation of a complex spin-dependent structure, which can be externally tuned by varying the Ag layer thickness. This provides a means to tailor the electronic structure and spin polarization near the Fermi level, with potential applications on Si-compatible spintronic devices. Moreover, we have discovered a giant spin splitting in a true semiconducting system, namely the Si(111)-Bi trimer phase. The size of the RB parameters is comparable to those of metallic surface alloys. Using theoretical models we have identified the peculiar band topology as the origin of the giant spin splitting on the Bi/Si(111) system. All our findings are supported by relativistic first-principles calculations. Finally, a chapter of this thesis manuscript is devoted to the description of phenomeno-logical theoretical simulation, which can capture the experimental results related to the RB effect on low-dimensional systems. A parallel experimental project is discussed in a separate chapter. It has been focused on the band topology of the novel p(2 × 2) reconstruction of the Pt(111)-Ag-Bi trilayer. We investigated the symmetry properties of the interface states by varying the amount of Ag. ARPES results present the electronic signature of a strain-related structural transition.

Construction d'un microscope à effet tunnel à basse température et études d'impuretés magnétiques en surfaces

Laurent Claude

This thesis reports on the design and construction of a novel experimental setup for the study of surface magnetic systems. This setup consists of a scanning tunneling microscope (STM) designed for ultra high vacuum (UHV) operating at T ≲ 1 K and strong magnetic fields (0 - 8.5 T). Such extreme experimental conditions have influenced the choice of the construction materials and components as well as the general design principles. This work comprises the design, realization and first tests of the STM, cryostat, damping system, sample preparation UHV chambers and transfer system. In parallel to this new setup realization, we have investigated the magnetic properties of dilute transition metal impurities deposited on non-magnetic metal surfaces. Measurements of those systems were performed with x-ray magnetic circular dichroism (XCMD). We have started by adressing the host electronic density effect on magnetic properties of the impurities. In order to make contact with the Friedel [1] and Anderson [2] models, 3d impurities (Fe and Ni) were deposited on alkali metal substrates (K, Na et Li) whose electronic structure is close to the Fermi electron gas. The gradual increase of the host electronic density with decreasing atomic weight going from K to Li allow us to study the effects of s - d electron hybridization on the magnitude magnetic moment of the impurity . In particular, we show that the magnetic moment of Fe is strongly reduced in going from K to Li, while the Ni moment disappears on Na and Li. The XMCD data also show that the orbital magnetic moment is atomic-like on K, but compared to the spin moment, significantly reduces as the substrate electron density increases. Finally, we report on a variable temperature STM study of the nucleation and growth processes of Pd/Pt(111). The experimental results are analyzed on the basis of mean field theory applied to surface diffusion processes and solved by numerical integration. This study allows us to highlight the different atomistic processes that contribute to the nucleation and growth of a prototype epitaxial system.

EPFL2005

Spin-orbit coupling effects in the band structure of surface alloys

Luca Moreschini

At the surface of a solid, quantum mechanics allows the existence of two-dimensional Bloch waves as solutions of the Schrödinger equation. These "surface" states are interesting both for fundamental and practical reasons, and have been extensively explored, e.g., on pure metals. Conversely, relatively few studies exist of the electronic states of artificially-grown two-dimensional structures. This work is an investigation, mainly by angle-resolved photoemission, of different heterogeneous surfaces of defined stoichiometry, formed by a large-Z p metal on a noble metal substrate, which constitute what is called a "surface alloy". A breakthrough has been obtained on the Bi/Ag(111) (√3 × √3)R30° structure, which presents a band dispersion split into two spin polarized replicas in momentum space by the spin-orbit coupling. The effect is known as Rashba-Bychkov splitting in semiconductors, and it is a genuine effect of the symmetry breaking occurring at the surface, but in Bi/Ag(111) it is much larger than reported in any other compound. This sets this class of materials among the suitable candidates for spintronics applications, which have been object of rising interest in the last years. We have put our attention on other surface alloys, varying substrates (Ag(111) and Cu(111)) and adsorbates (Bi, Pb, Sb) in order to set the basis for a unifying description of the quantities involved in the determination of the size of the splitting, and in particular to discriminate between atomic and structural contributions. An analogous band structure is found in all the systems, consisting namely of two "sets" of bands with negative effective mass, originating from the hybridization between the surface states of the substrate and the p electrons of the adsorbate. We have identified a significant in-plane component of the electric potential gradient, which is not present in pure metal surfaces, as the new element most likely responsible for the large size of the splitting. At the same time, the results show that a necessary condition for it to be effective in enhancing the splitting is a strong atomic spin-orbit parameter. Our findings are confirmed by first-principle calculations, which reproduce quantitatively the band structure, and by a nearly free electron model, which qualitatively supports our interpretation of the role of the in-plane gradient. A parallel project of this thesis has concerned Yb-based Kondo systems, as studied by hard x-ray photoemission and inelastic x-ray scattering. At these high energies, photoemission probes a thicker region below the sample surface, where heavy-fermion compounds stabilize in a different electronic configuration with respect to that of the bulk. We have shown that the temperature dependence of the 4f spectral function is in line with the predictions of the Anderson impurity model, a point which has often been questioned on the basis of previous results of low-energy photoemission. On the other hand, by a comparison with inelastic scattering, we have noticed that the latter leads to a better agreement with the data from thermodynamic and transport measurements. We conclude that, despite the unique capability of photoemission of accessing directly the electron spectral function, photon-in–photon-out spectroscopies are a more trustworthy probe of the bulk electronic structure.

EPFL2009

Giant spin-orbit splitting in a surface alloy grown on a Si substrate: BiAg2/Ag/Si(111)

Emmanouil Frantzeskakis, Marco Grioni

We report on the formation of a BiAg2/Ag/Si(1 1 1) trilayer system which exhibits a giant Rashba spin-splitting of its surface-localized states and is grown on a semiconducting substrate. Angle-resolved photoelectron spectroscopy (ARPES) results reveal the strong interplay of its spin-orbit (SO) splitting and quantum confinement giving rise to a complex gap structure. We suggest that the spin polarization of the system near the Fermi energy can be tailored by varying the thickness of the Ag thin film. Therefore, interesting transport properties are expected which might be useful in the emerging field of spintronics. (C) 2008 Elsevier B.V. All rights reserved.