On the Efficiency of Polar-Like Decoding for Symmetric Codes

The recently introduced polar codes constitute a breakthrough in coding theory due to their capacity-achieving property. This goes hand in hand with a quasilinear construction, encoding, and successive cancellation list decoding procedures based on the Plotkin construction. The decoding algorithm can be applied with slight modifications to Reed-Muller or eBCH codes, that both achieve the capacity of erasure channels, although the list size needed for good performance grows too fast to make the decoding practical even for moderate block lengths. The key ingredient for proving the capacity-achieving property of Reed-Muller and eBCH codes is their group of symmetries. It can be plugged into the concept of Plotkin decomposition to design various permutation decoding algorithms. Although such techniques allow to outperform the straightforward polar-like decoding, the complexity stays impractical. In this paper, we show that although invariance under a large automorphism group is valuable in a theoretical sense, it also ensures that the list size needed for good performance grows exponentially. We further establish the bounds that arise if we sacrifice some of the symmetries. Although the theoretical analysis of the list decoding algorithm remains an open problem, our result provides an insight into the factors that impact the decoding complexity.

Symmetry in design and decoding of polar-like codes

Kirill Ivanov

The beginning of 21st century provided us with many answers about how to reach the channel capacity. Polarization and spatial coupling are two techniques for achieving the capacity of binary memoryless symmetric channels under low-complexity decoding algorithms. Recent results prove that another way to achieve capacity is via symmetry, which is the case of the Reed-Muller and extended Bose-Chaudhuri-Hocquenghem (BCH) codes. However, this proof holds only for erasure channel and maximum a posteriori decoding, which is computationally intractable for the general channels.In the first part of this thesis, we talk about the performance improvements that an automorphism group of the code brings on board. We propose two decoding algorithms for the Reed-Muller codes, which are invariant under a large group of permutations and are expected to benefit the most. The former is based on plugging the codeword permutations in successive cancellation decoding, and the latter utilizes the code representation as the evaluations of Boolean monomials. However, despite the performance improvements, it is clear that the decoding complexity grows quickly and becomes impractical for moderate-length codes. In the second part of this thesis, we provide an explanation for this observation. We use the Boolean polynomial representation of the code in order to show that polar-like decoding of sufficiently symmetric codes asymptotically needs an exponential complexity. The automorphism groups of the Reed-Muller and eBCH codes limit the efficiency of their polar-like decoding for long codes, hence we either should focus on short lengths or find another way. We demonstrate that asymptotically same restrictions (although with a slower convergence) hold for more relaxed condition that we call partial symmetry. The developed framework also enables us to prove that the automorphism group of polar codes cannot include a large affine subgroup.In the last part of this thesis, we address a completely different problem. A device-independent quantum key distribution (DIQKD) aims to provide private communication between parties and has the security guarantees that come mostly from quantum physics, without making potentially unrealistic assumptions about the nature of the communication devices. After the quantum part of the DIQKD protocol, the parties share a secret key that is not perfectly correlated. In order to synchronize, some information needs to be revealed publicly, which makes this formulation equivalent to the asymmetric Slepian-Wolf problem that can be solved using binary linear error-correction codes. As any amount of the revealed information reduces the key secrecy, the utilized code should operate close to the finite-length limits. The channel in consideration is non-standard and, due to its experimental nature, it can actually slightly differ from the considered models. In order to solve this problem, we designed a simple scheme using universal SC-LDPC codes and used in the first successful experimental demonstration of DIQKD protocol.

EPFL2022

From Polar to Reed-Muller Codes

Marco Mondelli

The year 2016, in which I am writing these words, marks the centenary of Claude Shannon, the father of information theory. In his landmark 1948 paper "A Mathematical Theory of Communication", Shannon established the largest rate at which reliable communication is possible, and he referred to it as the channel capacity. Since then, researchers have focused on the design of practical coding schemes that could approach such a limit. The road to channel capacity has been almost 70 years long and, after many ideas, occasional detours, and some rediscoveries, it has culminated in the description of low-complexity and provably capacity-achieving coding schemes, namely, polar codes and iterative codes based on sparse graphs. However, next-generation communication systems require an unprecedented performance improvement and the number of transmission settings relevant in applications is rapidly increasing. Hence, although Shannon's limit seems finally close at hand, new challenges are just around the corner. In this thesis, we trace a road that goes from polar to Reed-Muller codes and, by doing so, we investigate three main topics: unified scaling, non-standard channels, and capacity via symmetry. First, we consider unified scaling. A coding scheme is capacity-achieving when, for any rate smaller than capacity, the error probability tends to 0 as the block length becomes increasingly larger. However, the practitioner is often interested in more specific questions such as, "How much do we need to increase the block length in order to halve the gap between rate and capacity?". We focus our analysis on polar codes and develop a unified framework to rigorously analyze the scaling of the main parameters, i.e., block length, rate, error probability, and channel quality. Furthermore, in light of the recent success of a list decoding algorithm for polar codes, we provide scaling results on the performance of list decoders. Next, we deal with non-standard channels. When we say that a coding scheme achieves capacity, we typically consider binary memoryless symmetric channels. However, practical transmission scenarios often involve more complicated settings. For example, the downlink of a cellular system is modeled as a broadcast channel, and the communication on fiber links is inherently asymmetric. We propose provably optimal low-complexity solutions for these settings. In particular, we present a polar coding scheme that achieves the best known rate region for the broadcast channel, and we describe three paradigms to achieve the capacity of asymmetric channels. To do so, we develop general coding "primitives", such as the chaining construction that has already proved to be useful in a variety of communication problems. Finally, we show how to achieve capacity via symmetry. In the early days of coding theory, a popular paradigm consisted in exploiting the structure of algebraic codes to devise practical decoding algorithms. However, proving the optimality of such coding schemes remained an elusive goal. In particular, the conjecture that Reed-Muller codes achieve capacity dates back to the 1960s. We solve this open problem by showing that Reed-Muller codes and, in general, codes with sufficient symmetry are capacity-achieving over erasure channels under optimal MAP decoding. As the proof does not rely on the precise structure of the codes, we are able to show that symmetry alone guarantees optimal performance.

EPFL2016

Reed-Muller codes polarize

Emmanuel Abbé, Min Ye

Reed-Muller (RM) codes were introduced in 1954 and have long been conjectured to achieve Shannon's capacity on symmetric channels. The activity on this conjecture has recently been revived with the emergence of polar codes. RM codes and polar codes are generated by the same matrix Gm = [1?] "' but using different subset of rows. RM codes select simply rows having largest weights. Polar codes select instead rows having the largest conditional mutual information proceeding top to down in Gm; while this is a more elaborate and channel-dependent rule, the top-to-down ordering allows Ankan to show that the conditional mutual information polarizes, and this gives directly a capacity-achieving code on any symmetric channel. RM codes are yet to be proved to have such a property, despite the recent success for the erasure channel. In this paper, we connect RM codes to polarization theory. We show that proceeding in the RM code ordering, i.e., not top-to-down but from the lightest to the heaviest rows in Gm, the conditional mutual information again polarizes. We further demonstrate that it does so faster than for polar codes. This implies that Gm contains another code, different than the polar code and called here the twin-RM code, that is provably capacityachieving on any symmetric channel. This gives in particular a necessary condition for RM codes to achieve capacity on symmetric channels. It further gives a sufficient condition if the rows with largest conditional mutual information correspond to the heaviest rows, i.e., if the twin-RM code is the RM code. We demonstrate here that the two codes are at least similar and give further evidence that they are indeed the same.