Three-dimensional petrographical investigations on borehole rock samples: a comparison between X-ray Computed- and Neutron Tomography

Technical difficulties associated with excavation works in tectonized geological settings are frequent. They comprise instantaneous and/or delayed convergence, sudden collapse of gallery roof and/or walls, outpouring of fault-filling materials and water inflows. These phenomena have a negative impact on construction sites and their safety. In order to optimize project success, preliminary studies on the reliability of rock material found on site are needed. This implies in situ investigations (surface mapping, prospective drilling, waterflow survey, etc.) as well as laboratory investigations on rock samples (permeability determination, moisture and water content, mineralogy, petrography, geochemistry, mechanical deformation tests, etc.). A set of multiple parameters are then recorded which permit better insight on site conditions and probable behavior during excavation. Because rock formations are by nature heterogeneous, many uncertainties remain when extrapolating large-scale behavior of the rock mass from analyses of samples order of magnitudes smaller. Indirect large-scale field investigations (e.g. geophysical prospecting) could help to better constrain the relationships between lithologies at depth. At a much smaller scale, indirect analytical methods are becoming more widely used for material investigations. We discuss in this paper X-ray computed tomography (XRCT) and neutron tomography (NT), showing promising results for 3D petrographical investigations of the internal structure of opaque materials. Both techniques record contrasts inside a sample, which can be interpreted and quantified in terms of heterogeneity. This approach has the advantage of combining genetic parameters (physico-chemical rock composition) with geometric parameters resulting from alteration or deformation processes (texture and structure). A critical analysis of such 3D analyses together with the results of mechanical tests could improve predictions of short- and long-term behavior of a rock unit. Indirect methods have the advantage of being non-destructive. However, as it is the case with large- scale geophysical surveying, XRCT and NT are affected by several error factors inherent to the interaction of a radiation modality (X-ray or neutron beam) with the atomic structure of the investigated materials. Recorded signals are therefore in particular cases not artifact-free and need to be corrected in a subsequent stage of data processing.

Geological characterization of cataclastic rock samples using medical X-ray computerized tomography

Pierre Guillaume Christe

Technical difficulties associated with tunnelling operations in tectonized geological settings are frequently encountered. They may include instantaneous and delayed cavity convergence, sudden collapse of walls or roof of a gallery, outpouring of fault-filling materials and water inflows. These phenomena may negatively affect economical and safety aspects of construction sites. The present study refers to two previous research projects conducted at the EPFL addressing the problem of an improved geological and geomechanical characterization of weak cataclastic rocks in underground excavation works (Cataclastic fault rocks in underground excavations, a geological perspective, Bürgi, 1999; Caractérisation géomécanique de roches cataclastiques rencontrées dans des ouvrages souterrains alpins, Habimana, 1999). Cataclasis is an evolutionary rock degradation process in time and magnitude related to fault zone activity in the Earth's crust. A conceptual model describing the occurrence and variability of cataclastic rocks at shallow crustal conditions is proposed in this research. It describes environment of fault zones based on both theoretical considerations and field experiences collected during self-realized short-drilling operations performed in contrasted petrological settings. The model considers cataclasis from a regional perspective (macroscopic scale) down to its microscopic manifestations on rock materials. Cataclastic rock characteristics are strongly influenced by the degree of tectonic solicitation and the initial rock composition. Guidelines about specific damage microstructures diagnostic of the cataclastic intensity and function of the initial rock protolith can meaningfully assist the interpretation of rock specimens recovered from reconnaissance drilling operations. Despite the poor mechanical quality often observed for such samples and their readiness to collapse, this study demonstrates that the in situ extraction of cataclastic specimens can be largely improved with the use of a high-quality drilling equipment. Accordingly, with the availability of representative materials for subsequent studies, the uncertainties affecting the geological prognosis can be strongly limited at a preliminary stage of geotechnical studies. It is shown that the geotechnical characterisation of cataclastic rock cores by means of laboratory investigations requires combining information about rock microstructure and mineralogy with strain-stress relationship derived from triaxial compression tests. Such a framework makes it possible to interpret and explain the specific mechanical behavior of heterogeneous-anisotropic rock materials in a much more coherent manner. With this regard, the approach followed by Bürgi (1999) with a mineralo-structural index (MSI) determined on 2D thin sections and proposed to predict cataclastic rock strength based on geological evidences, is found to have potential for geotechnical studies. However, Bürgi's approach still faces heavy criticism in the light of the practical application. Its limitations are detailed and discussed in this study. Accounting for both aspects of the rock characterization procedure, an operational methodology is therefore proposed aiming at its application in geotechnical studies. The medical X-ray computerized tomography (XRCT) has been specifically implemented in this context for the analysis of geotechnical rock cores, as a non-destructive technique which allows a rapid indirect imaging of the rock core structure before any further analytical manipulations are conducted. The technique is found facilitating to a great extent the study of cataclastic materials. An irradiation protocol has been defined and an acquisition strategy minimalizing inherent artifacts of the XRCT technique has been tested. Obtained results are highly encouraging. Moreover, an image analysis tool has been developed in order to improve the segmentation of geological damage features from indirectly recorded X-ray models. As discussed in details within this study, a critical analysis of 3D segmented models corresponding to sample structures before and after mechanical tests is thought to be capable to improve the triaxial test interpretation. The XRCT is therefore envisaged as a bridge technique permitting an improved correlation between specific properties of cataclastic rocks based on indirect evidences. With it, the geological and mechanical characterizations can be performed on the exactly same samples, reducing uncertainty in the characterization procedure. This step goes towards the development of a precise geotechnical classification for cataclastic rocks. Based on the XRCT technique, it is also discussed how Bürgi's approach could be translated in a three-dimensional form to reach a wider agreement. Based on a database of carbonatic cataclasites, it is evidenced that cataclastic strength and deformation properties are strongly influenced by textural and structural characteristics of pre-existing damage microstructures. Strength data obtained in this research show that in the same fault zone environment, different mode of deformations affect cataclastic rocks and that peak triaxial strength can vary significantly. Heterogeneity and material anisotropy are prime factors affecting specific behaviors of cataclastic rocks. Therefore, it is suggested to incorporate geological features into constitutive frameworks which describe mechanical behavior of such materials. This last aspect constitutes a very stimulating research field where further work is needed today.

EPFL2009

Seismic Behaviour and Design of Mixed RC-URM Wall Structures

Alessandro Paparo

In several countries of central Europe, many modern residential buildings are braced by reinforced concrete (RC) and unreinforced masonry (URM) walls coupled with RC slabs. Such mixed constructions, in fact, behave better under seismic loading than buildings with URM walls alone. Similarly, the insertion of RC walls is a technique used to retrofit existing modern URM constructions that feature RC slabs, since both strength and displacement capacities of the repaired structure increase with respect to the un-retrofitted configuration. Although modern mixed RC-URM wall buildings are rather common, very little is known about their seismic behaviour and codes do not provide adequate design and assessment guidelines. Hence, the thesis focuses on four objectives: (1) to provide experimental data on the seismic behaviour of mixed RC-URM wall structures; (2) to formulate recommendations for setting up numerical models for structures with both RC and URM walls; (3) to develop a mechanical model that represents the interaction between RC and URM walls; (4) to propose a displacement-based seismic approach for the design of new mixed RC-URM wall structures and the retrofitting of URM wall buildings by adding RC walls or replacing URM walls with RC ones. An experimental investigation of two mixed RC-URM wall substructures leads to new findings with respect to the actual distribution of the reaction forces between RC and URM walls and gives insight into the displacement profile of mixed RC-URM wall structures. The results are used to validate two numerical strategies and recommendations for setting up models for structures with both RC and URM walls are formulated. A simple mechanical model, which takes into account the most important parameters influencing the seismic behaviour of mixed RC-URM wall structures, is proposed and validated. The model is based on the shear-flexure interaction as URM and RC walls display dominant shear and flexural deformations, respectively. In the last part of the thesis a displacement-based design approach for mixed RC-URM wall structures is developed. The design method is verified through inelastic time-history analyses (ITHA) of three-to-five-storey case study buildings. Comparison between the design values and the results from ITHA suggests that the design methodology controls the horizontal deflection of the structures, being almost linear over their height, and avoids concentrations of deformations in the bottom storey, a typical feature of URM wall structures. On the other hand, for the three-storey configurations, it was observed that the approach overestimates the maximum horizontal displacement.

EPFL2015

Zürich Stadtspital Triemli Personalhäuser – Resource assessment of structural elements

Maléna Bastien Masse, Julie Rachel Devènes, Corentin Jean Dominique Fivet, Célia Marine Küpfer

The Triemli Personalhäuser are three equal 15-story buildings located on the Zürich Triemli Stadtspital campus and erected between 1964 and 1969. Cast-in-place reinforced concrete (RC) slabs and walls form the building cores and their surrounding corridors. The rooms are arranged around these cores. The load-bearing intermediate walls, made of prefabricated masonry, support thin precast slabs used as permanent forms. A RC layer is cast over these precast slabs and connects the room slabs with the cast-in-place slabs of the corridors and cores. The self-supporting facade consists of precast RC panels. The City of Zürich plans the deconstruction of these three buildings, thus making available a large amount of RC elements composing the structure and the facades of these buildings. Little-known and rarely implemented, the reuse of concrete elements from obsolete buildings in new projects is a sustainable approach that promotes a circular economy. When reusing, the components of obsolete buildings are carefully dismantled without being crushed. They are then cleaned, possibly repaired or trimmed, and reused without many transformations in a new project, maintaining their shapes, technologies, and mechanical properties. In addition to maintaining the embodied energy and history of the reused components, reuse allows the construction industry to reduce demolition waste, greenhouse gas emissions, and material consumption. This report is a preliminary resource assessment and aims at inventorying and assessing all structural elements of the Triemli Personalhäuser, focusing on their potential value for reuse. Both precast and cast-in-place RC elements are included. They are part of the load-bearing structure or are self-supporting such as the precast facade elements. The proposed methodology allows identifying all properties needed to evaluate the potential for reuse of an element: geometry, material properties, current condition, aesthetics, accessibility, resistance, future durability and environmental impacts. After reviewing available reports and drawings on the buildings, onsite visits are carried out to complete the information and visually inspect the structural elements. During the inspection, the elements are assessed with regards to their suitability for reuse and their condition is classified into a five-grade scale. The investigations are completed with destructive and non-destructive testing of the material properties. Together, Buildings A, B and C are made up of approximately 7 000 m3 of materials constituting their load-bearing system, with approximately 2 500 m3 of precast concrete, 3 400 m3 of cast-in-place concrete and 1 100 m3 of masonry. Of this total, approximately 4% of the volume is dropped from the analysis due to the bad condition of the elements, namely the balcony slabs, the roof slab, and the external stairs. The other elements are in a good or acceptable condition and ae inventoried and analysed in detail. The inventoried elements are divided into 5 categories: (1) facade elements; (2) slab elements; (3) wall elements; (4) column elements; and (5) staircases. Each of these categories are subdivided into a certain number of element types for which a complete factsheet is prepared, including pictures, drawings and useful information on their condition. The volume and weight of each element types are given, as well as their share of the total material volume. The embodied global warming potential (in kgCO2eq) for fabrication and demolition of the elements is also calculated. The results of the investigation on material properties confirm sufficient compressive strength for all elements. The carbonation depths measured on the cores are lower than the cover thickness of the reinforcement. Thus, the concrete is not carbonated in the reinforcement areas and the risk of corrosion is kept low, insuring a good durability of the elements. This document should serve as a base for designing and planning future reuse applications for the concrete elements extracted when deconstructing the Triemli Personalhäuser. The information presented here will help the planners to prioritize the reuse strategy on the elements in the best conditions, with the largest volume share and thus with the largest embodied global warming potential.

EPFL2022